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Testimonials |
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NAPLIA
is a tireless advocate for our firm. They are very
responsive to phone calls and inquiries about policy coverage.
So I never have to wait in the dark. Overall, NAPLIA makes this
a surprisingly enjoyable process and I look forward to my
periodic phone conversations.
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Compliance Consultants for Investment Advisors
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NAPLIA's Compliance Partners are recognized
as an elite group of professionals who have a special relationship with
our agency, obtained through the demonstration of superior product
knowledge and expertise in the Wealth Adviser industry.
Compliance Partners are listed alphabetically.
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For Compliance Consultants |
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Why work with NAPLIA to
become a Compliance Partner?
Download our Compliance Partner Highlights
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Advanced Regulatory
Compliance, Inc.
http://www.advreg.com
Patrick J. Burns, Jr., JD
415 N.
Camden Drive, Ste. 121
Beverly Hills, CA 90210
(310)
275-7300 |
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The Consortium
http://www.liftburden.com
Nancy Lininger
PO Box 2682
Camarillo, CA 93011-2682
(805) 987-6115 |
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Core
Compliance & Legal Services, Inc
http://www.corecls.com/
Michelle Jacko
5920 Friars Road, Suite
208
San Diego, CA 92108
(877)
222-4833 (toll free) |
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Regulatory Compliance,
LLC
http://www.regulatorycompliance.com/
Peter butterfield
12 Parmenter Road
Londonderry, NH 03053
(603) 434-3594 |
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RIA In A Box
www.riainabox.com
Zachary
Gronich, CPA/PFS
6300 West Loop South, Suite 510
Bellaire, Texas 77401
(866) 611-7638 (toll free)
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RIA Compliance
Consultants, Inc.
http://www.ria-compliance-consultants.com/
Annie Dilocker
209 South 19th Street,
Suite 640
Omaha, NE 68102
(877) 345-4034 (toll free)
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