Professional Liability Insurance for Investment Professionals
NAPLIA makes our best effort to have all of our Professional Liability Insurance Applications available here in electronic format. If you do not see an application or form you need please contact us. All applications may be faxed to our office at 508-656-1399, or emailed directly to your NAPLIA representative.
Professional Liability / Errors & Omissions Insurance
AdvisersGold
- AdvisersGold New Business Application
- AdvisersGold New Business Application (New York & New Jersey Only)
- AdvisersGold SEC Investigation Supplement
- AdvisersGold Specimen Policy
- AdvisersGold Affirmative Fiduciary Endorsement
The Cambridge Alliance
Fox Point RIA Program
- Fox Point RIA Application (annual revenues $200,000 or less)
- Fox Point RIA Supplement (for firms in excess of $200,000 revenue)
- Fox Point FAQs
The Hartford
- Hartford Premier Asset Management Protection Application
- Hartford Premier Asset Management Protection Policy
Non-RIA / Non-Asset Management Professional Liability (TPA, Plan Consultants, Etc.)
Investment Advisors ERISA Bonds
ERISA Fidelity Bonds
Fiduciary Insurance
Employee Dishonesty Insurance
The Hartford CrimeShield
- New Business Application (for firms requesting limits less than $1MM)
- New Business Application(for firms requesting limits over $1MM)
- Off Premises Coverage Questionnaire (if you, or your employees, are providing services at your client's offices)
