Insurance for Investment Advisors & Consultants

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EMPLOYMENT PRACTICES

EMPLOYEE DISHONESTY

FIDUCIARY LIABILITY

DIRECTORS & OFFICERS LIABILITY

CLIENT RESOURCES

Testimonials

NAPLIA is a tireless advocate for our firm. They are very responsive to phone calls and inquiries about policy coverage. So I never have to wait in the dark. Overall, NAPLIA makes this a surprisingly enjoyable process and I look forward to my periodic phone conversations.

Insurance for Investment Advisors & Consultants

Professional Liability / Errors & Omissions Insurance

AdvisersGold New Business Application

AdvisersGold New Business Application (New York Only)

AdvisersGold Specimen Policy

Cambridge Alliance Financial Advisor - RIA app (word)

Cambridge Alliance Financial Advisor - RIA app (pdf)

Cambridge Alliance Broker Dealer Financial Advisor App

Cambridge Alliance Divorce Financial Consultant App

Hartford Premier Asset Management Protection Application

Hartford Premier Asset Management Protection Policy

Non-RIA / Non-Asset Management Professional Liability (TPA, Plan Consultants, Etc.)

Hiscox Miscellaneous Professional Liability Application

Investment Advisors ERISA Bonds

Hartford Non-Custody Investment Advisors Application

ERISA Fidelity Bonds

Hartford ERISA Bond Application

Fiduciary Insurance

Private Choice Application

Private Choice Application - FL

Private Choice Application - NY

Employee Dishonesty Insurance

Form 14 Application

Form 15 Application

The Hartford CrimeShield

New Business Application (for firms requesting limits less than $1MM)

New Business Application (for firms requesting limits over $1MM)

Off Premises Coverage Questionnaire (if you, or your employees, are providing services at your client's offices)

Specimen Policy

The Hartford Program Overview

Third Party Overview

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